Full text of STONEX SECURITIES INC.'s X-17A-5/A filed 2026-02-06 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STONEX SECURITIES INC. (A Wholly-Owned Subsidiary of StoneX Group Inc.) Statement of Financial Condition September 30, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | OMB APPROVAL | | |------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------| | | OMB Number: 3235-0123 | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | Expires: Nov. 30, 2026<br>Estimated average burden | | | hours per response: 12 | | | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-5 | 8-36638 | | | PARTII | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING 10/1/2024 | | - AND ENDING 9/30/2025 | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: StoneX Securities Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer ________________________________________________________________________________________________________________________________________________________________ | | | Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2 Perimeter Park South, Suite 500 | | | | | (No. and Street) | | | Birmingham | AL | 35243 | | (CIV) | State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Kathryn Holladay | 205-414-7313 | kathryn.holladay@stonex.com | | | | | | (Name | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | KPMG LLP | | | | | (Name - if individual, state last, first, and middle name) | | | 1000 Walnut Street | Kansas City | Missouri 64106 | | Address) | (City) | (Zip Code)<br>(State) | | 10/20/2003 | | KPMG LLP (185) | | (Date of Registration with PCAOB){if applicable} | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as t…Read the full text as markdown