Full text of VASILIOU & COMPANY INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### VASILIOU & COMPANY, INC. #### FINANCIAL STATEMENTS #### AND Supplementary Information For the year ended December 31, 2020 {1}------------------------------------------------ ### Vasiliou & Company, Inc. December 31, 2020 Table of Contents | | Page(s) | |---------------------------------------------------------------------------------------------------------------|---------| | Facing Page to Form X-17A-5 | 1A | | Affirmation | 1B | | Report of Independent Registered Public Accounting Firm | 2-3 | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Stockholder's Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8 -10 | | Supplemental Schedules: | | | Schedule 1: Computation of Net Capital Pursuant to Rule 15c3-1 of the<br>Securities and Exchange Act of 1934 | 11 | | Supplementary Note: Supplemental Information Pursuant to Rule 17a-5 of<br>the Securities Exchange Act of 1934 | 12 | | Report of Independent Registered Public Accounting Firm on Rule 15c3-3<br>Exemption Report | 13 | | Rule 15c3-3 Exemption Report | 14 | {2}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 8-36 398 | | REPORT FOR THE PERIOD BEGINNING 01/01/20<br>AND ENDING 12/31/20 | | | | |--------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------| | | MM DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Vasiliou & Company, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>800 South Point Drive, Suite 2001 | | | FRM LD. NO. | | | (No. and Street) | | | | Miami Beerch | n | | 33139 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Karen Z Fischer<br>(561) 483-6335 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Salberg & Company, PA | | | | | | (Name - if individual, state last, first, middle name) | | | | 2295 NW Corporate Blvd, Suite 2 Boca Raton | | ม | 33431 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | Account…Read the full text as markdown