Full text of TAYLOR SECURITIES, INC.'s X-17A-5 filed 2024-12-26 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENTS, FORMX-17A-5. PART III SUPPLEMENTARY INFORMATION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # SEPTEMBER 30. 2024 {1}------------------------------------------------ # FINANCIAL STATEMENTS, FORMX- 17A-5, PART Ill SUPPLEMENTARY INFORMATION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2024 #### CONTENTS | PAGE | |------| | Forn1 X-17 A-5. Patt III. . | 3 - 4 | |---------------------------------------------------------|-------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 5 | # FINANCIAL ST A TEMENTS | Statement of Financial Condition . | 6 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | Statement of Operations . | 7 | | Statement of Changes in Stockholders' Equity . | 8 | | Statement of Cash Flows . | 9 | | Notes to Financial Statements . | 10-14 | | SUPPLEMENTARY INFORMATION | | | Computation of Net Capital. . | 16 | | Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3 . | 17 | | Information Relating to the Possession or Control Requirements Under Rule 15c3-3 | 18 | | Reconciliation, Including Appropriate Explanation, of the Computation of Net<br>Capital Under Rule 15c3-l and the Computation for Determination of the Reserve<br>Requirements Under Exhibit A of Rule 15c3-3 . | 19 | | Reconciliation, Between the Audited and Unaudited Statements of Financial Condition<br>With Respect to Methods of Consolidation . | 20 | | Material Inadequacies Found to Exist or Found to Have Existed Since the Date of<br>Previous Audit . | 21 | | Report of Independent Registered Public Accounting Firm . | 22 | | Exemption Report . | 23 | | Report of Independent Registered Public Accounting Firm on Applying Agreed-Upon Procedures | 24-25 | | Schedule of Assessment and Payments [Transitional Assessment Reconciliation (Form SIPC-7)] | 26-28 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235·0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 36712 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7…Read the full text as markdown