# TD SECURITIES (USA) LLC X-17A-5 (2020-12-22) — Broker-dealer annual report

- Company: TD SECURITIES (USA) LLC
- Form: X-17A-5
- Filed: 2020-12-22
- Period: 2020-10-31
- Accession: 0000803012-20-000008
- CIK: 803012
- File #: 8-36747
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Rockville Centre, NY
- Contact: Richard Rosenthal
- Phone: 2128276840
- Signed by: Richard Rosenthal (Director - Financial & Regulatory Reporting)

Original filing: https://www.sec.gov/Archives/edgar/data/803012/000080301220000008/TDSSOFCFY20.pdf

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X-17A-5

 0000803012
 XXXXXXXX

 LIVE

 false
 false
 false

 11-01-2019
 10-31-2020
 Broker-dealer
 N

 TD SECURITIES (USA) LLC

 ONE VANDERBILT AVENUE
 NEW YORK
 NY
 10017

 Richard Rosenthal
 2128276840

 Ernst & Young LLP

 5 Times Square
 Rockville Centre
 NY
 10036

 Certified Public Accountant

 Richard Rosenthal
 TD SECURITIES (USA) LLC
 10-31-2020
 Richard Rosenthal
 Director - Financial & Regulatory Reporting
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.