Full text of TRADEUP SECURITIES, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SEC FILE NUMBER | | |--|-----------------|--| | | 0 007F 1 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------|--|--|--| | AND ENDING 12/31/25<br>FILING FOR THE PERIOD BEGINNING 01/01/25 | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: TradeUP Securities Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 437 Madison Ave, 27th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10022 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Youqing Liu | 6469785186<br>youqing.liu@tradeup.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Forvis Mazars, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 60 Crossways Park Drive West, Suite 301 | | NY | 11797 | | | | | (Address)<br>10/16/2003 | (City) | (State)<br>686 | (Zip Code) | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | | | | | | | {1}------------------------------------------------ | Youqing Liu | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-------------|--|--|---------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--|-------|--| | | | | financial report pertaining to the firm of TradeUP Securities Inc. | | | as of | | | 12/31 | | | 2 025 | | | | | | | | | anthor affect experience as a property as the energes in any and est any any any any any any any and of any a | | | | | | Signature: | | | |------------|--|--| | Title: | | | | CFO | | | - - - - - - - - - - - - - - - - -…Read the full text as markdown