Full text of SIGNATURE ESTATE SECURITIES, LLC's X-17A-5 filed 2026-04-28 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>nours per response: | | | 8-37065 01/01/25 12/31/25 Signature Estate Securities, LLC ■ 2121 Avenue of Stars - Suite 1600 Los Angeles CA 90067 Sarah Russell 631-400-4720 srussell@cxgllc.com Ferrara CPA, LLC 100 Horizon Center Blvd. Hamilton NJ 08691 12/17/24 7259 {1}------------------------------------------------ | Eric Rosen | | | | | | | | |------------|--|--|-----|----------------------------------|--|--|--| | | | | | Signature Estate Securities, LLC | | | | | 12/31 | | | 025 | | | | | CCO - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **"XIPMMZPXOFETVCTJEJBSZPG4JHOBUVSF'JOBODJBM4FSWJDFT(SPVQ--\$** **(SEC I.D. No. 8-37065)** # *Financial Statements and Supplemental Schedules* ### **As of and for the Year Ended December 31,** **and** ## **Report of Independent Registered Public Accounting Firm** **This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition is bound separately has been filed simultaneously herewith as a Public Document.** {3}------------------------------------------------ # **'FSSBSB\$1"** +RUL]RQ&HQWHU%OYG Hamilton, NJ 0869 **Tel:** 609- **)D[** #### Report of Independent Registered Public Accounting Firm To: The Stockholder **Signature &TUBUF4FDVSJUJFT --\$** #### **Opinion on the Financial Statements** I have audited the accompanying statement of financial condition of Signature Estate 6HFXULWLHV //& as of December 31, and the related statements of LQFRPH, changes in stockholder equity and cash flows for the year then ended, that are filed pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 and the related notes. In my opinion, the financial statements present fairly, in all material respects, the financial position of Signature Estate DQG 6HFXULWLHV //& as of December 31, and its results of LQFRPH and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America86\*\$\$3 . #### **Basis for Opinion** These financial statements are the responsibility of Signature Estate DQG 6HFXULWLH's management. My responsibility is to express an opinion on Signature Estate DQG6HFXULWLHV//& financial statements based on my audit. I am a pu…Read the full text as markdown