Full text of NATWEST MARKETS SECURITIES INC.'s X-17A-5 filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### NatWest Markets Securities Inc. (S.E.C. I.D. No. 8-37135) # Statement of Financial Condition as of December 31, 2025 and Report of Independent Registered Public Accounting Firm Filed pursuant to 17a-5(e)(3) Under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ UNITED **STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |---------------------------|---------------|--|--| | 0MB Number: | 3235-0123 | | | | Expires: | Nov. 30, 2026 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | ### **ANNUAL AUDITED REPORT FORM X-17A-5** ### **PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-37135 | | **FACING PAGE** **Information Requested of Brokers and Dealers Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | | FILING FOR THE PERIOD BEGINNING | 01/01/25<br>MM/DD/YY | AND ENDING | 12/31/25<br>MM/DD/YY | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|------------|-----------------------------------------------------|--|--| | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM:<br>NATWEST MARKETS SECURITIES INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>□ Major security-based swap participant<br>Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>600 WASHINGTON BOULEVARD | | | | | | | | | | (No. and street) | | | | | | | STAMFORD | CT | | 06901 | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (Name) | Ethan Babayev | 203-897-4037<br>(Area Code - Telephone Number) | | ETHAN.BABAYEV@NATWESTMARKETS.COM<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>ERNST & YOUNG, LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | |…Read the full text as markdown