Full text of HARBOUR INVESTMENTS, INC.'s X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, O.C. 20549 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--| | | ANNUAL REPORTS | | SfC FIL£ NUMBER | | | | | FORM X-17A-5 | | 8-37373 | | | | | PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and IBa-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | | ANO ENDING 12/31 /25 | | | | | MM/DD/VY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Harbour Investments Inc | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no,) | | | | | | 575 D'Onofrio Drive, Suite 300 | | | | | | | | (No. and Street) | | | | | | Madison | WI | | 53719 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Rhonda Meyer | 608-662-61 00 | | rmeyer@harbourinv.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ryan & Juraska LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | 141 West Jackson Boulevard, Suite 2250 | Ch j ca Q Q | IL | 60604 | | | | (Address)<br>03/24/2009 | (City) | (State)<br>3407 | (Zip Code) | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number if applicable J | | | | | FOR OFFICtAl USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of lnformatJon **contained** In this form are not requlred to respond unless the form displays a currently valld 0MB control number. {1}------------------------------------------------ #### **OATif OR AFFIRMATION** | I, Rho…Read the full text as markdown