Full text of THORNTON FARISH INC.'s X-17A-5 filed 2026-04-22 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **THORNTON FARISH INC.** **FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION** **DECEMBER 31, 2025** {1}------------------------------------------------ **THORNTON FARISH INC. FINANCIAL STATEMENTS PURSUANT TO SECTION 17 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED BY THE SECURITIES ACTS AMENDMENTS OF 1975 AND RULE 17a-5 THEREUNDER FOR THE YEAR ENDING DECEMBER 31, 2025** {2}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-37486 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/25 AND ENDING 12/31/25 FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Thornton Farish Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Security-based swap dealer | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3500 Eastern Blvd. Suite 210 (No. and Street) 36116 AL Montgomery (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Sarah Russell (334)270-8555 srussell@thorntonfarish.com (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* Goldman & Company, CPA's, P.C. (Name - if individual, state last, first, and middle name) 3535 Roswell Rd. Ste. 32 30062 Marietta GA (Address) (State) (City) (Zip Code) 06/25/2009 PCAOB #1952 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {3}------------------------------------------------ #### OATH OR AFFIRMATION | | Scott Barnman | | swear (or affirm) that, to the best of my know…Read the full text as markdown