# MIZUHO SECURITIES USA LLC X-17A-5 (2017-05-30) — Broker-dealer annual report

- Company: MIZUHO SECURITIES USA LLC
- Form: X-17A-5
- Filed: 2017-05-30
- Period: 2017-03-31
- Accession: 0000812291-17-000006
- CIK: 812291
- File #: 8-37710
- Material weakness: No
- Auditor: Ernst & Young
- Auditor location: New York, NY
- Contact: Robert Martini
- Phone: 201-626-1338
- Signed by: David Kronenberg (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/812291/000081229117000006/SOFCFINAL.pdf

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X-17A-5

 0000812291
 XXXXXXXX

 LIVE

 true
 false
 false

 04-01-2016
 03-31-2017
 Broker-dealer
 N

 MIZUHO SECURITIES USA LLC

 320 PARK AVENUE
 12TH FLOOR
 NEW YORK
 NY
 10022

 Robert Martini
 201-626-1338

 Ernst & Young

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 David Kronenberg
 MIZUHO SECURITIES USA LLC
 03-31-2017
 David Kronenberg
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.