Full text of M.M. DILLON & CO. LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # M.M. DILLON & CO. LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-37893 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|----------------|--------------------------------------------|--|--|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | M.M. Dillon & Co. LLC<br>NAME OF FIRM: | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br> Security-based swap dealer<br>[] Major security-based swap participant<br>[] Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | One Sound Shore Drive | | | | | | | | | | | (No. and Street) | | | | | | | | | | | Greenwich | CT | | 06830 | | | | | | | | (City) | (Zip Code) | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Michiel McCarty<br>203-569-6800<br>mespinal@mmdillon.com | | | | | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | Sanville & Company | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 1514 Old York Road | Abington | PA | 19001 | | | | | | | | Address)<br>9-18-2003 | (City) | (State)<br>169 | (Zip Code) | | | | | | | | Date of Registration with PCAOB)(if applicable) | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | \* Claims for exemption from the requirement that the annual reports be co…Read the full text as markdown