INTERNATIONAL RESEARCH SECURITIES, INC. X-17A-5 (2022-03-01) — Broker-dealer annual report

Full text of INTERNATIONAL RESEARCH SECURITIES, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED** QMB APPROVAL **STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB Number: 3235-0123 | | |--------------------------|----| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-37954 **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |-----------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-------------------------|-------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | International<br>Research<br>NAME OF FIRM: | Securities,<br>Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[XBroker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do | | not use a P.O. box no.) | | | 3010<br>LBJ<br>Freeway, Suite<br>1200 | | | | | | (No. and Street) | | | | Dallas | Texas | | 75234 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael<br>Holland | 972-888-6034 | mholland@intlrs.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained<br>McBee<br>&<br>Co.,PC | | in this filing* | | | | (Name -if individual, state last,first, and middle name) | | | | 718 Paulus | Dallas | TX | 75214 | | (Address) | (City) | (State) | (Zip Code) | | 09/22/2009 | | 3631 | | | (Date of Registration with PCAQB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number,if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to thecollection ofinformation containedinthis form are not required to respond unless the form displays…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)