Full text of BRYANT PARK CAPITAL SECURITIES, INC.'s X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNiTEDSTATES SE.CURITIESANDEXCHANGECOMMiSSION Wasltington, D.C. 2\_0549 # **ANNUAL AUDITED. REP.ORT F.ORM: .X-17A·5 PART Ill** OMB APPROVAL OMB Number: 3235-0123 Expires: Allgust.3.lj,2020 Estimated ayerage.burd°en l,\ol.irS ~er response; ...... 12.bo | .SEC FILE.NUMBER | |------------------| | 8238 | FACING ,P'AGE .Information Required of.Brokers and Deaiers Pursuant to Section .17 of the ·Securities E~cbange Act of 1934 and Rule 17a-5 Thereunder | .PERIOD BEGINNlNG January 1, 2019·<br>REPOR,TFOR THE | | | ANDENDING December·31, 2"019 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|----------------|------------------------------------|--|--|--| | | MMmOJY\'. | | MMlDDiYY . | | | | | | | | | | | | | . NAf\;(E OF B.ROKER-DEAJ.,~R: SR.YANT PARK CAPITAL SECURITIES, INC. | | | OFFICIAL USEONLY | | | | | ADDRESS OF PRINCi:PAL PLACE QF BUSTh,TESS.: (Do not use P:O. ao.x No.) | | | FIRM l.D; N.O. | | | | | 489 Fifth Avenue·, ·16th Floor | | | | | | | | | (No. and Street) | | | | | | | New York· | NY | | ·100f1 | | | | | "(City)· | ISt:ate)· | | (Zip Code) | | | | | .NAME AND TELE,PHONE:NUMBER OF PERSON TOCOl')IT.ACT IN.RE"GARD tb THIS' ~EPORT<br>Steven C Bend.er | | | : 64s,2eo. 7t4a | | | | | | | | (Area Code - Ti:lephon.e r:iumbcc) | | | | | | B~ AC.COifNT ANT ID~NTIF.ICA TION | | | | | | | INDEPENDENT PUBUC ACCOUNTAN'hvhose qpinion is containc:d' in<br>,Alvarez & Associates . Inc. | | eport*<br>thi~ | | | | | | 9221 Corbin Avenu~ | .Northri.dg¢ | CA | 91324 | | | | | (Address) | {City) | (Sra1~) | (Zip C:odeJ | | | | | | | | | | | | | .ECKQNE~<br>JJ'.' I.certified<br>I? ~lic Accountant | | | | | | | | P4bljc· A.cco.untant | | | | | | | | B<br>Ac9ountant Qt r~s(dent in'.Uriite<! _States.9r ·a.ny. of.-ils poss ~sions. | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *Clai1nsfof <;.Ye.inP.!io.n fi:om the requiremen/.ih(J! 1he,anmial teport be co·vered:/i_y the opiniiJn of an independent public aa~ountam | FOR OFFICIAL USE ·oNL Y | | | | | | *must* be . *.s.i1pporfed* by a *statement* of/act.~ *and.ciretimstances relied on* ds .. *tlie b.;,sisfor-the* ex~mp1io11. Scc Sedfo <sup>240</sup> 17q S(e~(2~ SJ:C 141,0 (11-05) ·Po.tenttai person·s. who ·are to ~spond tQ h~· c;-ql!~~uor of lnfor~atlon c~n~ained in'thlslorin ~re not r:~q ired to reap·ond. un…Read the full text as markdown