# SANDERS MORRIS HARRIS LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

- Company: SANDERS MORRIS HARRIS LLC
- Form: X-17A-5
- Filed: 2019-02-28
- Period: 2018-12-31
- Accession: 0000819592-19-000002
- CIK: 819592
- File #: 8-38325
- Material weakness: No
- Auditor: Whitley Penn LLP
- Auditor location: Dallas, TX
- Contact: Paul Lyons
- Phone: 972-764-6520
- Signed by: George L. Ball (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/819592/000081959219000002/2018auditsmhpublic.pdf

---

X-17A-5

 0000819592
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 SANDERS MORRIS HARRIS LLC

 600 TRAVIS
 SUITE 5900
 HOUSTON
 TX
 77002-3003

 Paul Lyons
 972-764-6520

 Whitley Penn LLP

 8343 Douglas Ave., Suite 400
 Dallas
 TX
 75225

 Certified Public Accountant

 George L. Ball
 SANDERS MORRIS HARRIS LLC
 12-31-2018
 George L. Ball
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.