Full text of UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER's X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ United Planners' Financial Services of America, A Limited Partnership SEC I.D. No. 8-38485 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Financial Statements and Supplemental Information Year Ended December 31, 2025 {1}------------------------------------------------ | 8-38485 | | |---------|--| | 01/01/25<br>12/31/25 | | | | | |--------------------------------------------|-----------------------------|--------------------------|---------------------|--| | | | | | | | | | | | | | United<br>Planners' | Financial<br>Services<br>of | America,<br>A<br>Limited | Partnership | | | ■ | | | | | | | | | | | | 7333<br>E<br>Doubletree<br>Ranch | Road<br>Suite<br>120 | | | | | | | | | | | Scottsdale | AZ | | 85258 | | | | | | | | | | | | | | | Chad<br>Shindel | (480)<br>624-0329 | | ctshindel@upfsa.com | | | | | | | | | | | | | | | Ernst<br>Wintter<br>&<br>Associates<br>LLP | | | | | | | | | | | | 675<br>Ygnacio<br>Valley<br>Road<br>Suite | Walnut<br>Creek<br>A200 | CA | 94596 | | | | | | | | | 02/24/2009 | | 3438 | | | | | | | | | | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Table of Contents | Page | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Report of Independent Registered Public Accounting Firm 1 | | Financial Statements | | Statement of Financial Condition 2 | | Statement of Income 3 | | Statement of Changes in Partners' Capital 4 | | Statement of Cash Flows 5-6 | | Notes to Financial Statements 7-15 | | Supplemental Information | | Schedule I - Computation of Net Capital for<br>Brokers and Dealers Pursuant to Rule 15c3-1 of the<br>Securities and Exchange Commission 16 | | Schedule II - Computation for Determination of Reserve<br>Requirements for Brokers and Dealers Pursuant to Rule 15c3-3<br>Under the Securities and Exchange Commission 17 | | Review Report of Independent Public Accounting Firm 18 | | Exemption Report Required by SEC Rule 17a-5 19 | {4}------------------------------------------------ *675 Ygnacio Valley Road, Suite A200 (925) 933-2626 Walnut Creek, CA 94596 Fax (925) 944-6333* #### Report of Independent Registered Public Accounting Firm To the Partners of United Planners' Financial Services of America, a Limited Partnership #### Opinion on the Financial St…Read the full text as markdown