# FORDHAM FINANCIAL MANAGEMENT, INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: FORDHAM FINANCIAL MANAGEMENT, INC.
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0000822489-20-000008
- CIK: 822489
- File #: 8-38622
- Material weakness: No
- Auditor: Tarlow & Co C P As
- Auditor location: New york City, NY
- Contact: richard J Adams
- Phone: 212-732-8500
- Signed by: William Baquet (President)

Original filing: https://www.sec.gov/Archives/edgar/data/822489/000082248920000008/AnnualAudit20191.pdf

---

X-17A-5

 0000822489
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 FORDHAM FINANCIAL MANAGEMENT, INC.

 17 BATTERY PLACE, SOUTH
 SUITE 643
 NEW YORK
 NY
 10004

 richard J Adams
 212-732-8500

 Tarlow & Co C P As

 7 Penn Plaza
 New york City
 NY
 10001

 Certified Public Accountant

 William Baquet
 FORDHAM FINANCIAL MANAGEMENT, INC.
 12-31-2019
 William Baquet
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
