# CALTON & ASSOCIATES, INC. X-17A-5 (2017-11-28) — Broker-dealer annual report

- Company: CALTON & ASSOCIATES, INC.
- Form: X-17A-5
- Filed: 2017-11-28
- Period: 2017-09-30
- Accession: 0000822648-17-000008
- CIK: 822648
- File #: 8-38635
- Material weakness: No
- Auditor: Raulerson Castillo & Company, PA
- Auditor location: Plant City, FL
- Contact: David Cole
- Phone: (813) 264-0440 x208
- Signed by: David S. Cole (SVP, Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/822648/000082264817000008/CAI_Audit_Public_SEC.pdf

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X-17A-5

 0000822648
 XXXXXXXX

 LIVE

 true
 false
 false

 10-01-2016
 09-30-2017
 Broker-dealer
 N

 CALTON & ASSOCIATES, INC.

 2701 N ROCKY POINT DRIVE
 SUITE 1000
 TAMPA
 FL
 33607

 David Cole
 (813) 264-0440 x208

 Raulerson Castillo & Company, PA

 1907 S Alexander St.
 Suite 2
 Plant City
 FL
 33566

 Certified Public Accountant

 David S. Cole
 CALTON & ASSOCIATES, INC.
 09-30-2017
 David S. Cole
 SVP, Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.