# CALTON & ASSOCIATES, INC. X-17A-5 (2019-11-27) — Broker-dealer annual report

- Company: CALTON & ASSOCIATES, INC.
- Form: X-17A-5
- Filed: 2019-11-27
- Period: 2019-09-30
- Accession: 0000822648-19-000004
- CIK: 822648
- File #: 8-38635
- Material weakness: No
- Auditor: Prida Guida & Perez, P.A.
- Auditor location: Tampa, FL
- Contact: David Cole
- Phone: 8132640440
- Signed by: David S. Cole (Senior Vice President, Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/822648/000082264819000004/caiauditpub.pdf

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X-17A-5

 0000822648
 XXXXXXXX

 LIVE

 true
 false
 true

 10-01-2018
 09-30-2019
 Broker-dealer
 N

 CALTON & ASSOCIATES, INC.

 2701 N ROCKY POINT DRIVE
 SUITE 1000
 TAMPA
 FL
 33607

 David Cole
 8132640440

 Prida Guida & Perez, P.A.

 1106 North Franklin Street
 Tampa
 FL
 33602

 Certified Public Accountant

 David S. Cole
 CALTON & ASSOCIATES, INC.
 09-30-2019
 Davis S. Cole
 Senior Vice President, Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.