RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0000828653-17-000002
• CIK: 828653
• File #: 8-39227
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Seattle, WA
• Contact: Crista Dumais
• Phone: (206) 505-4580
• Signed by: Crista Dumais (Financial & Operations Principal)

Document text (excerpt)

X-17A-5 0000828653 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC 1301 SECOND AVENUE, 18TH FLOOR SEATTLE WA 98101 Crista Dumais (206) 505-4580 PricewaterhouseCoopers LLP 1420 Fifth Avenue, Suite 2800 Seattle WA 98101 Certified Public Accountant Crista Dumais RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC 12-31-2016 Crista Dumais Financial & Operations Principal Y

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Original filing on SEC EDGAR (source of record)