# CATHAY SECURITIES, INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

- Company: CATHAY SECURITIES, INC.
- Form: X-17A-5
- Filed: 2020-03-02
- Period: 2019-12-31
- Accession: 0000828688-20-000003
- CIK: 828688
- File #: 8-39247
- Material weakness: No
- Auditor: Wei Wei & Co LLP
- Auditor location: Flushing, NY
- Contact: Ruserim s Hasan
- Phone: ###-##-####
- Signed by: Ruserim s. Hasan (President)

Original filing: https://www.sec.gov/Archives/edgar/data/828688/000082868820000003/Cat2019audfrpt.pdf

---

X-17A-5

 0000828688
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 CATHAY SECURITIES, INC.

 185 CANAL ST
 SUITE 303
 NEW YORK
 NY
 10013

 Ruserim s Hasan
 ###-##-####

 Wei Wei & Co LLP

 133-10 39th Ave
 Flushing
 NY
 11354

 Certified Public Accountant

 Ruserim s. Hasan
 CATHAY SECURITIES, INC.
 12-31-2019
 ruserim s hasan
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.