Full text of INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.** Report Pursuant to Rule 17a-5(d) December 31, 2020 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | 0MB APPROVAL | | | | | | | |-----------------|---------------------------------------------------------------------------|----------------------------------------|--|--|--|--|--| | | 0MB Number.<br>Expires:<br>Estimated average burden<br>hours per response | 3235-0123<br>October 31, 2023<br>12.00 | | | | | | | SEC FILE NUMBER | | | | | | | | | | 8-39706 | | | | | | | ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** ## **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING _____ ,_Ou1 /.,,_01 /2,0L-___ AND ENDING ___ __._.12 /3.,,1/2,0.__ __ | | | | | | | |---------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|-----------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. | REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | Intercontinental Asset Management Group, Ltd. | | | FIRMID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 112 East Pecan Street, Suite 525 | | | | | | | | | (No. and Street) | | | | | | | San Antonio | Texas | | 78205 | | | | | (City) | (State) | | (Zip Code) | | | | | | | | (Area Code - Telephone No.) | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Moss Adams LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 14555 Dallas Parkway, Suite 300 | Dallas | TX | 75254 | | | | | {Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE:<br>Certified Public Accountant | | | | | | | | Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown