Full text of PENROD FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Penrod Financial Services, Inc. Dba Penrod Financial Group Report Pursuant to Rule 17a-5(d) Year Ended December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-40088 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Penrod Financial Services, Inc. dba Penrod Financial Group TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 574 State Highway 248, Suite 5 | | | (No. and Street) | | | | | |--------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----|--------------------------|--------------------------------------------|--| | Branson | | Missouri | | | 65616 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Becky Penrod | 417-334-3455 | | | pfg@penrodandcompany.com | | | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Sanville & Company | | (Name - if individual, state last, first, and middle name) | | | | | | 325 N St. Paul St, Ste 3100 Dallas | | | | Texas | 75201 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 09/18/2003 | | | 169 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.…Read the full text as markdown