Full text of ALANTRA, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES OMB APPROVAL OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 - AND ENDING 12/31/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Alantra, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer [ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Federal Street, Suite 2202 (No. and Street) Boston MA 02110 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 617-532-3350 Stacey Rosa stacey.rosa@alantra.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Wolf & Company, P.C. (Name -- if individual, state last, first, and middle name) 225 State Street MA Boston 02109 (Address) (City) (State) (Zip Code) October 2003 392 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Stacey Rosa swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Alantra, LLC as of 12/31 , 2023 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.  Signature Title: Financial Controller, FinOp ## Notary Public NORM A N. GRAN G #### This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - = (b) Notes to consolidated statement of financial condition. - □ (c) Statement…Read the full text as markdown