Full text of CARTER CAPITAL CORPORATION's X-17A-5 filed 2022-03-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Financial Statements* #### **CARTER CAPITAL CORPORATION** *Report Pursuant to Rule 17 a-5 ( d) of the Securities and Exchange Commission* Years Ended December 31, 2021 and 2020 {1}------------------------------------------------ Years Ended December 31, 2021 and 2020 # **CONTENTS** # **Page** | Report of independent registered public accounting firm 1-2 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Financial statements: | | Statements of financial condition 3 | | Statements of income 4 | | Statement of changes in shareholders' equity 5 | | Statements of cash flows 6 | | N ates to financial statements 7-8 | | Supporting Schedules: | | Computation of Net Capital Pursuant to Rule 15c3-1 of the Securities and<br>Schedule I -<br>Exchange Commission 9 | | Computation for Determination of Reserve<br>Schedule II<br>-<br>Requirements and<br>Information Relating to Possession or Control Requirements Pursuant to Securities and | Exchange Commission Rule 15c3-3 ........................................................................................ 10 {2}------------------------------------------------  # **Report of Independent Registered Public Accounting Firm** **To the Shareholders of Carter Capital Corporation** #### **Opinion on the Financial Statements** We have audited the accompanying statements of financial condition of Carter Capital Corporation (the "Company") as of December 31, 2021 and 2020, the related statements of income, changes in shareholders' equity, and cash flows for the years then ended, and the related notes to the financial statements (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31 , 2021 and 2020, and the results of its operations and its cash flows for the years then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB")…Read the full text as markdown