Full text of DST MARKET SERVICES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # DST Market Services, LLC Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB Number: | 3235-0123 | |-------------|---------------------------| | Expires: | August 31, 2020 | | | Estimated average burden | | | hours per response 12.00 | | | | OMB APPROVAL | SEC FILE NUMBER | | |-----------------|--| | 8-40530 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Convition II. | | | Securities Exchange Act of 1954 and Rule 17a-5 Thereunder | | |------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------------------|------------------------------------------------| | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING 12/31/2019 | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: DST Market Services, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>920 2nd Ave S Suite 1500 | | | Firm I.D. No. | | | (No. and Street) | | | | Minneapolis | MN | 55402 | | | (City) | (State) | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION | | 612-238-1548<br>(Area Code - Telephone Number) | | | | | | | | | | | | PricewaterhouseCoopers LLP | (Name – if individual, state last, first, middle name) | | | | One North Wacker | Chicago | | 60606 | | (Address)<br>CHECK ONE: | (City) | (State) | (Zip Code) | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and the annual report over of the exemption. See Section 240 incoment public accountant SEC 1410 (11-05) Potential persons who are to respond to the collection of Potential porcono Who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OM {2}------------------------------------------------ # OATH OR AFFIRMATION | I Todd Stucky | and more and more and manness , swear (or affirm) that, to the best of | | |-------------------------------------------------------…Read the full text as markdown