Full text of PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.'s X-17A-5 filed 2023-04-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | AND ENDING 12/31 /22 | |--------------------------------------------|----------|----------------------| | | MM/DD/VY | MM/DD/VY | **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Professional Broker-Dealer Financial Planning, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1111 West Wolfensberger Road | | (No. and Street) | | | | | | |------------------------------------------------------------------------------------------------------|-------------------------------|---------------------------------------------|--------------------------|--|--|--| | Castle Rock | co | | 80109 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Blaine Stahlman | 3036887581 | | bstahlman@totalspeed.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Gries & Associates, LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 501 S. Cherry St., Ste 1100 Denver | | co | 80246 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 03/23/2021 | | 6778 | | | | | | rte<br>of Reg;,tcatioo w;th PCAOBJ(;f appUcableJ | | (PCAOB Reg;,u,t;o, N, mbec, ;f appUa bleJ I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response…Read the full text as markdown