Full text of PACIFIC FINANCIAL ASSOCIATES NV, INC.'s X-17A-5 filed 2023-10-10 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-40712 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **JUL y 1, 2022** AND ENDING \_J\_U\_N\_E\_3\_0\_, 2\_0\_2\_3\_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: PACIFIC FINANCIAL ASSOCIATES, NV TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10967NW 61ST COURT | | | (No. and Street) | | | | | |------------------------------------------------|---------|------------------------------------------------------------|-------------------|---------------------------------------------|--|--| | PARKLAND | FLORIDA | | 33076 | | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | ALEX FELDMAN<br>954-732-4495 | | | tiffcap@gmail.com | | | | | (Name) | | (Area Code -Telephone Num ber) | (Email Address) | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | OHAB AND COMPANY, PA | | (Name - if individual, state last, first, and middle name) | | | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | FL | 32751 | | | | (Address) | | (City) | (State) | (Zip Code} | | | | JULY 28, 2004 | | | 1839 | | | | | rte of Registcatioa with PCAOB){if applicable) | | | | (PCAOB Registcatioa N, mbec, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, ALEX FELDMAN swear (or affirm) that, to the best of my knowledge and belief, the fin…Read the full text as markdown