Full text of D.E. SHAW SECURITIES, L.L.C.'s X-17A-5 filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # D. E. Shaw Securities, L.L.C. Report Pursuant to Rule 17a-5(d) Year Ended December 31, 2025 {1}------------------------------------------------ 01/01/25 12/31/25 D. E. Shaw Securities, L.L.C. | | | | 8-40745 | |----------------------------|-------------------------|---------------|------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Two<br>Manhattan<br>West, | 375<br>Ninth<br>Avenue, | 52nd<br>Floor | | | | | | | | New<br>York | NY | | 10001 | | | | | | | | | | | | Johnathan<br>Catlett | 212-478-0000 | | johnathan.catlett@deshaw.com | | | | | | | | | | | | | | | | | Ernst<br>&<br>Young<br>LLP | | | | | | | | | | One<br>Manhattan<br>West | New<br>York | NY | 10001 | | | | | | | 10/20/2003 | | 42 | | | | | | | | | | | | | | | | | {2}------------------------------------------------ #### OATH OR AFFIRMATION | | Johnathan Catlett | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |-------|-------------------|--|--|--------------------------------------------------------------------------|-----------------------------------------------------------------------|--| | 10101 | | | | financial report pertaining to the firm of D. E. Shaw Securities, L.L.C. | as of | | 12/31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. SARAH BRIDGINS NOTARY PUBLIC, STATE OF NEW YORK Registration No. 01BR6365087 Qualified in King County Commission Expires September 25, 2029 sually pri Signature: Title: Authorized Signatory This filing \*\* contains (check all applicable boxes): - (a) Statement of financial condition. - [ (b) Notes to consolidated statement of financial condition. - [c] Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - (d) Statement of cash flows. - @ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - = (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [] (i) Computation of tangible net worth unde…Read the full text as markdown