Full text of OFG FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-40770 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_0\_1\_/\_0\_1\_/2\_0\_2\_5 \_\_ AND** ENDING **\_1\_2\_/\_3\_1\_/2\_0\_2\_5 \_\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_O\_F\_G\_F\_in\_a\_n\_c\_ia\_l \_S\_e\_rv\_ic\_e\_s\_,\_l\_n\_c\_. \_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes}: C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} 120 SE 6th Ave., Townsite #2, Suite 105 (No. and Street) Topeka **KS** 66604 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Todd Payne 785-233-4071 toddpayne@ofgfinancial.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Plante & Moran, PLLC (Name - if individual, state last, first, and middle name) 10 South Riverside Plaza, 9th Floor **Chicago** IL 66606 (Address) (City) (State) (Zip Code) 10/20/2003 **166 l" of Regjstcat;oo w;th PCAOB)l;f applicable) FOR OFFICIAL USE ONLY (PCAOB Reg;strat;oo N"mbec, ;f appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Todd Payne swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of OFG Financial Services, Inc. as of \_1\_2\_/\_3\_1 \_\_\_\_\_\_\_\_\_\_ \_.J 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as…Read the full text as markdown