Full text of REALTA EQUITIES, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **REALTA EQUITIES, INC. (FORMERLY COASTAL EQUITIES, INC.)** **ANNUAL AUDITED REPORT FORM X-17A-5 PART III DECEMBER 31, 2023** {1}------------------------------------------------ ## TABLE OF CONTENTS #### Page No. | ANNUAL AUDITED REPORT FORM X-17A-5 PART III (Facing Page) | 1 | |-----------------------------------------------------------|---| | OATH OR AFFIRMATION | 2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 | | FINANCIAL STATEMENT | | | Consolidated Statement of Financial Condition | 4 | | Notes to Consolidated Financial Statement | 5 | {2}------------------------------------------------ | UNITED STATES | | OMB APPROVAL | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB Number : 3235-0123<br>Expires: November 30, 2026 | | | | | | | | | Estimated average burden | | | | | | | | ANNUAL REPORTS | hours per response: 12 | | | | | | | | | FORM X-17A-5 | | | | | | | | | PART III | | | SEC FILE NUMBER<br>8-40822 | | | | | CONFIDENTIAL | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Parsoant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 | | | | | | | | | | MM/DD/Y Y | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | NAME OF FIRM: | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer ________________________________________________________________________________________________________________________________________________________________ | | | L Major security-based swap participant | | | | | | Check here if respondent is also OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | | | | | | | | | 1201 N. Orange St. Ste. 729 | | | | | | | | | (No. and Street) | | | | | | | | Wilmington | IDB |…Read the full text as markdown