SMH CAPITAL INVESTMENTS LLC X-17A-5 (2019-05-20) — Broker-dealer annual report

Full text of SMH CAPITAL INVESTMENTS LLC's X-17A-5 filed 2019-05-20 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SMH CAPITAL INVESTMENTS LLC
• Form: X-17A-5
• Filed: 2019-05-20
• Period: 2018-12-31
• Accession: 0000846554-19-000002
• CIK: 846554
• File #: 8-40904
• Material weakness: No
• Auditor: Tuttle and Bond, Certified Public Accountants
• Auditor location: China Spring, TX
• Contact: Dwayne Moyers
• Phone: 817-569-7000
• Signed by: Dwayne Moyers (CEO)

Document text (excerpt)

X-17A-5 0000846554 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N SMH CAPITAL INVESTMENTS LLC 4200 S. HULEN SUITE 534 FT. WORTH TX 76109 Dwayne Moyers 817-569-7000 Tuttle and Bond, Certified Public Accountants 1928 Jackson Lane China Spring TX 76633 Certified Public Accountant Dwayne Moyers SMH CAPITAL INVESTMENTS LLC 12-31-2018 Dwayne Moyers CEO Y

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• X-17A-5 — 2021-03-31
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-08-03
• X-17A-5 — 2015-05-12
• X-17A-5 — 2014-08-11

Original filing on SEC EDGAR (source of record)