Full text of MARCH CAPITAL CORP.'s X-17A-5/A filed 2020-03-16 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENTS AND ADDITIONAL INFORMATION AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM YEAR ENDED DECEMBER 31, 2019 CONFIDENTIAL TREATMENT REQUESTED MARCH CAPITAL CORPORATION {1}------------------------------------------------ # FINANCIAL STATEMENTS AND ADDITIONAL INFORMATION AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # YEAR ENDED DECEMBER 31, 2019 # C O N T E N T S | | Page | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | D<br>E<br>Facing Page<br>T | 1 | | S<br>E<br>Oath or Affirmation<br>U | 2 | | Q<br>Report of Independent Registered Public Accounting Firm on Financial Statements<br>E<br>R<br>and Supplemental Information | 3-4 | | T<br>N<br>Financial Statements:<br>E | | | M<br>T<br>Statement of Financial Condition<br>A | 5 | | E<br>R<br>Statement of Operations<br>T | 6 | | AL<br>Statement of Changes in Liabilities Subordinated to Claims of General Creditors | 7 | | TI<br>N<br>Statement of Changes in Stockholder's Equity<br>E | 8 | | D<br>FI<br>Statement of Cash Flows | 9 | | N<br>O<br>Notes to Financial Statements<br>C | 10-14 | | Supplementary Schedules: | | | Schedule I - Computation of Net Capital for Brokers and Dealers Pursuant to<br>Rule 15c3-1 Under the Securities Exchange Act of 1934 | 15 | | Schedule II- Computation for Determination of Reserve Requirements and<br>Information Relating to Possession and Control Requirements Pursuant to<br>Rule 15c3-3 Under the Securities Exchange Commission | 16 | | Report of Independent Registered Public Accounting Firm on Accompanying<br>Management's Claim of Exemption from SEC Rule 15c3-3 | 17-18 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 323S-0123 Expires: August 31, 2020 Estimated average burden hours per resoonse ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII SEC FILE **NUMBER B-41173** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING January 1, 2019 | | AND ENDING December 31, 2019 | | | |-----------------------------------------------------------------------------------------------------------|----…Read the full text as markdown