Full text of STURDIVANT & CO. INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FILE NUMBER | | |-----------------|--| | 8-41204 | | # FACING PAGE Information **Required** Pursuant to Rules 17a-5, 17a-12, and 188-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01/2025 MM/DD/VY AND ENDING 1213112025 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_s\_r\_u\_R\_D\_1\_v\_A\_N\_T\_&\_c\_o\_.,\_1\_N\_c\_. \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): l!J Broker-dealer □ Security-based swap dealer D Check here If respondent is also an OTC derivatives dealer 0 Major security-based swap participant # ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------------|------------| | Voorhees | New Jersey | | 08043 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Harvey R. de Krafft | (856) 751-1331 | dhekrafft@sturdlvant-co.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | RW GROUP, LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 114 Cambridge Road | Landen berg | PA | 19350 | | (Address) | (City) | (State) | (Zip Code) | |--------------------------------------------------|-----------------------|-------------------------------------------|------------| | 2/23/2010 | | #5020 | | | (Date of Reaistration with PCAOB)lif aoolicablel | | IPCAOB Reaistration Number if annlicablel | | | | FOR OFFICIAL USE ONLY | | | | | | | | <sup>•</sup> Cairns for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(II), If applicable. Persons who are to respond to the colledlon of Information contained In this form ere not required to respond unless the form displays a currently valid 0MB control number. {1}----------------------------------------------…Read the full text as markdown