Full text of THE TAVENNER COMPANY's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | .C. 20549 | | |-----------|--| | EPORTS | | | 17A C | | | Expires: Nov. 30, 2026<br>Estimated average burden | | |----------------------------------------------------|--| | hours per response: 12 | | | | | 0MB APPROVAL 0MB Number: 3235-0123 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-41206 | | MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** ANO ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: The Tavenner Company TYPE OF REGISTRANT (check all applicable boxes): l:!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 4910 Old Mechanicsburg Road | | (No. and Street) | | | | |-----------------------------------------------|------------------------------------------------------------|---------|--------------------|--| | Springfield | OH | | 45502 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Thomas Tavenner | 937 -399-9663 | | tom@tavennerco.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Jerome Davies, CPA, P.C. | (Name - if individual, state last, first, and middle name) | | | | | 3605 Sandy Plains Road Suite 240-480 | Marietta | GA | 30066 | | | (Address) | (City) | (State) | (Zip Code) | | | 04/25/2017 | | 6363 | | | | r,e of Regjstratlo" wtth PCAOB)(;f appncable] | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear {or affirm) that, to the best of my knowledge and belief, the<br>I, Thomas J. Tavenner…Read the full text as markdown