Full text of USAA INVESTMENT SERVICES COMPANY's X-17A-5 filed 2024-04-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ## FINANCIAL STATEMENTS AND SCHEDULES DECEMBER 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |--------------------------|--|--|--|--| | OMB Number 3235-0123 | | | | | | Expires Nov 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response<br>12 | | | | | | | | | | | ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-41241 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|-------------------------------------------| | 12/31/23 | | | | | | filing for the period beginning 01/01/23 | MM/DD/YY | AND ENDING | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: USAA Investment Services Company | | | | | | TYPE OF REGISTRANT (check all applicable boxes).<br>1 Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS. (Do not use a P.O. box no.) | | | | | | 9800 Fredericksburg Road | | | | | | | (No and Street) | | | | | San Antonio<br>TX | | | 78288 | | | (City) | (State) | | | (Zıp Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | William S. White | (210) 620-7247 | | | bill.white1@usaa.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | One Manhattan West, 401 9th Avenue New York | | | NY | 10001 | | (Address) | (City) | | (State) | (Zıp Code) | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable | | | FOR OFFICIAL USE ONLY | | | | \* Clams for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the bass of the exemption See 17 CFR 240 17a-5(e){1)(!i), if applicable Persons who are to respond to the…Read the full text as markdown