Full text of CFD INVESTMENTS, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ONIB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | ANNUAL REPORTS FORM X-17A-5 PART IIJ A025427 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY M V/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Cfd Investments, Inc. TYPE OF REGISTRANT (check all applicable boxes): ത്ര Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2704 S Goyer Road | | (No. and Street) | | | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------|--|--| | Kokomo | IN | | 46902 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Brent Owens | 765-453-9600 | | brent.owens@cklinvestments.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Rodefer Moss & Co | (Name - if individual, state last, first, and middle name) | | | | | | 608 Mabry Hood Road | Knoxville | TN | 37932 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/05/2023 | | 910 | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requirement that the annual renorts of an indecendent an indecendent aublic | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I, Brent Owens swear (or affirm) that, to the best of my <nowledge and belief, the financial report pertaining to the firm of cfd Investments,…Read the full text as markdown