# ROSS, SINCLAIRE & ASSOCIATES, LLC X-17A-5 (2016-02-29) — Broker-dealer annual report

- Company: ROSS, SINCLAIRE & ASSOCIATES, LLC
- Form: X-17A-5
- Filed: 2016-02-29
- Period: 2015-12-31
- Accession: 0000855713-16-000021
- CIK: 855713
- File #: 8-41740
- Material weakness: No
- Auditor: clark schaefer hackett & company
- Auditor location: cincinnati, OH
- Contact: bev stenger
- Phone: 513-762-3688
- Signed by: murray sinclaire (president & ceo)

Original filing: https://www.sec.gov/Archives/edgar/data/855713/000085571316000021/pubfinstmtnotess2.pdf

---

X-17A-5

 0000855713
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 ROSS, SINCLAIRE & ASSOCIATES, LLC

 700 WALNUT ST
 SUITE 600
 CINCINNATI
 OH
 45202

 bev stenger
 513-762-3688

 clark schaefer hackett & company

 1 4th street, suite 1200
 cincinnati
 OH
 45202

 Certified Public Accountant

 murray sinclaire
 ROSS, SINCLAIRE & ASSOCIATES, LLC
 02-29-2016
 murray sinclaire
 president & ceo
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.