Full text of NEWCAP PARTNERS, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  February 25, 2022 Securities and Exchange Commission 100 F Street Washington, DC 20549 Filed Electronically via EDGAR Enclosed please find a copy of the Statement of Financial Condition as of December 31, 2021 for NewCap Partners, Inc. along with notes to the annual audited financial statements. This information is being submitted in a format consistent with Form X-17a-5 Part IIA which shall be considered as public information and is being uploaded as a file named secpublicfiling2021.pdf. In addition, the complete filing of the annual audited financial statements with accompanying required reports is also being filed concurrently and is being uploaded as a file named secconfidentialfiling2021.pdf. Ifyou have any questions regarding any of the attached information, please contact me. | 2447 PACIFIC COAST HIGHWAY, SUITE 200 0 HERMOSA BEACH, CA 90254 | | |-----------------------------------------------------------------|--| | TEL: 310-645-7900 0 WWW.NEWCAP.COM | | | LOS ANGELES | 0 | SILICON VALLEY | 0 | ORANGE COUNTY | 0 | MID ATLANTIC | |-------------|---|----------------|---|---------------|---|--------------| | | | | | | | | {1}------------------------------------------------ SEC Public Disclosure Document # NewCap Partners, Inc Statement of Financial Condition December 31, 2021 {2}------------------------------------------------ # NEWCAP PARTNERS, INC. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 ## ASSETS | Cash and cash in trust account-<br>Note 2 | \$188,072 | |------------------------------------------------------|-----------| | Note 1<br>Accounts receivable - | 56,841 | | Prepaid expenses | 7,017 | | Prepaid state franchise taxes | 588 | | Marketable securities-<br>Note 3 | 1,424 | | Property and equipment-<br>at cost, less accumulated | | | depreciation -<br>Notes 1 and 5 | 0 | | | \$253.942 | ## LIABILITIES AND STOCKHOLDERs• EQUITY ### LIABILITIES | Accounts payable | 3,702 | |----------------------------------------------|-----------| | Accrued salaries | 3,675 | | | 7,377 | | STOCKHOLDERs• EQUITY | | | Common stock-<br>no par value | 739,877 | | Authorized 100,000,000 shares | | | Outstanding 19,234,173 shares-<br>Note 11 | | | Retained earnings (deficit) | (494,109) | | Accumulated other comprehensive income | | | Unrealized holding gain (loss) on securities | | | Note 3 | 797 | | Total Stockholders• Equity | 246,565 | | | \$253.942 | {3}----------------------…Read the full text as markdown