Full text of ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (SEC Identification No. 8-41811) Consolidated Financial Statements and Supplementary Information December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) Filed in accordance with Rule 17a-5(e)(3) as a Public Document. {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Estimated average burden hours per response.. . . . . . . 12.00 8-41811 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Act of 1024 and Dulo 17a 5 | | | Securities Exchange Act of 1954 and Rule 17a-5 Thereunder | | |-------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------| | | AND ENDING 12/31/2020<br>REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Allianz Global Investors Distributors LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 1633 Broadway | | | | | | (No. and Street) | | | | NEW YORK | NEW YORK | | 10019 | | (City) | (State) | | (Zip Code) | | NAME AND TEEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>PRASHIR SHIVDASANI - 212 739 4011 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | PRICEWATERHOUSECOOPERS LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 300 MADISON AVENUE | NEW YORK | NEW YORK | 10017 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(c)(2) > Potential pe…Read the full text as markdown