# FARINA & ASSOCIATES, INC. X-17A-5 (2020-05-27) — Broker-dealer annual report

- Company: FARINA & ASSOCIATES, INC.
- Form: X-17A-5
- Filed: 2020-05-27
- Period: 2020-03-31
- Accession: 0000857504-20-000004
- CIK: 857504
- File #: 8-41953
- Material weakness: Yes
- Auditor: Lerener &Sipkin CPA's LLP
- Auditor location: New York, NY
- Contact: Alan Krim
- Phone: 5165261586
- Signed by: Marc Sabo (CCO)

Original filing: https://www.sec.gov/Archives/edgar/data/857504/000085750420000004/farinapublic1.pdf

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X-17A-5

 0000857504
 XXXXXXXX

 LIVE

 false
 false
 true

 04-01-2019
 03-31-2020
 Broker-dealer
 Y

 FARINA & ASSOCIATES, INC.

 14 WALL STREET, 20TH FLOOR
 NEW YORK
 NY
 10005

 Alan Krim
 5165261586

 Lerener &Sipkin CPA's LLP

 138 Nassau Street - Suite 1023
 New York
 NY
 10038

 Certified Public Accountant

 Marc Sabo
 FARINA & ASSOCIATES, INC.
 03-31-2020
 Marc Sabo
 CCO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.