Full text of LEVEL FOUR FINANCIAL, LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **LEVEL FOUR FINANCIAL, LLC FINANCIAL STATEMENT December 31, 2025** **With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | . 20549 | E<br>no | |---------|---------| | PORTS | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-41965 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | ---------<br>AND ENDING 12131125<br>FILING FOR THE PERIOD BEGINNING 01101125 | | | | ----------- | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------|---------------------------------------------|--| | | MM/DD/VY | - | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: LEVEL FOUR FINANCIAL, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 12400 COIT ROAD, SUITE 700 | | | | | | | | (No. and Street) | | | | | | DALLAS | TX | | | 75251 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas Hopkins | 603-216-8933 | | | thopkins@foreside.com | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Goldman & Company CPAs PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3535 Roswell Road - Suite 32 | Marietta | | GA | 30062 | | | (Address) | (City) | | (State) | (Zip Code) | | | 06/25/2009 | | 1952 | | | | | rte of Reglmatloa w;th PCAOBJ(;f appllcablej | | | | (PCAOB Reg;,.,,1100 N,mbec, ;f applkable) I | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the r…Read the full text as markdown