Full text of TRIAD ADVISORS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-42007 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2021 FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Triad Advisors, LLC TYPE OF REGISTRANT (check all applicable boxes): O Security-based swap dealer @ Major security-based swap participant Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5155 Peachtree Parkway, Suite 3220 (No. and Street) GA 30092 Norcross (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (602) 262-3301 David Schmidt David. Schmidt@advisorgroup.com (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP (Name - if individual, state last, first, and middle name) 2901 N. Central Ave, Suite 1200 Phoenix Arizona 85012 (City) (State) (Zip Code) (Address) October 20, 2003 34 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 Public CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | David Schmidt | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------|-----------------------------------------------------------------------|--| | financial renort pertaining to the firm of Triad Advisors, LLC | as of | | | December 31 | | 2 021 , is true and correct. I further swear (or affirm) that neither the company nor any | | |------------------------|--|-------------------------------------------------------------------------------------------------------------------------------------|--| | | | partner, officer, director, or equivale…Read the full text as markdown