Full text of GAM SERVICES INC.'s X-17A-5 filed 2023-04-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Information December 31, 2022 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 | | | MM/DD/YY | | | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: GAM Services, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Security-based swap dealer Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 600 Fifth Ave, Suite #200 | | | | | | | | (No. and Street) | | | | | | | | New York | NY | | 10020 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Petar Mostarac | 212-407-4754<br>peter.mostarac@gam.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Marcum LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 730 Third Avenue | New York | NY | 10017 | | | | | Address) | (City) | (State) | (Zip Code) | | | | | 10/16/2003 | 688 | | | | | | | Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | {2}------------------------------------------------  | Signature: | | |------------|--| | Title: | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Financial Statements and Supplemental Information December 31, 2022 #### **Table of Contents** | Page | | |------------------------------------------------------------------------------------------------------------…Read the full text as markdown