LIBERTY CAPITAL INVESTMENT CORPORATION X-17A-5 (2024-03-04) — Broker-dealer annual report

Full text of LIBERTY CAPITAL INVESTMENT CORPORATION's X-17A-5 filed 2024-03-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **Annual Audited Report** **December 31, 202**3 #### **CROPPER ACCOUNTANCY CORPORATION** #### **CERTIFIED PUBLIC ACCOUNTANTS** 2700 Ygnacio Valley Rd Ste 270, Walnut Creek, CA 94598 TEL. 925.932.3860 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 omb approval OMB Number: 3235-0123 Expires: Nov. 30, 2026 EstImated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-42051 | | | | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|-----------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>filing for the period beginning 01/01/23<br>12/31/23 | | | | | | | MM/DD/YY | AND ENDING | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: LIBERTY CAPITAL INVESTMENT CORPORATION | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | [] Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1800 SW 1ST AVE. STE 150 | | | | | | | (No. and Street) | | | | | PORTLAND | OR | | | 97201-5333 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | GARY PURPURA | 503-225-9393 | | | GPURPURA@LIBERTYCAPINV.COM | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>CROPPER ACCOUNTANCY CORPORATION | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2700 YGNACIO VALLEY ROAD, STE 270 WALNUT CREEK CA | | | | 94598 | | (Address) | (City) | | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be suppor…

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