SISUNG SECURITIES CORPORATION X-17A-5 (2026-03-04) — Broker-dealer annual report

Full text of SISUNG SECURITIES CORPORATION's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # SISUNG SECURITIES CORPORATION Audit of Financial Statements December 31, 2025 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|---------|--------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-42121 | | | | | PART III | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Sisung Securities Corporation | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer - L Security-based swap dealer __ Major security-based swap participant<br>O Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3850 North Causeway Blvd., Suite 1930 | | | | | | | | (No. and Street) | | | | | | Metairie | LA | | 70002 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lauren Blake | (504) 544-7716 | | lauren@sisung.com | | | | (Name) | (Area Code = Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Mauldin & Jenkins, LLC | | | | | | | | (Name = if individual, state last, first, and middle name) | | | | | | 5100 Village Walk, Suite 300 Covington | | I A | 70433 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/14…

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