# EQUITABLE DISTRIBUTORS, LLC X-17A-5/A (2023-04-03) — Broker-dealer annual report - Company: EQUITABLE DISTRIBUTORS, LLC - Form: X-17A-5/A - Filed: 2023-04-03 - Period: 2022-12-31 - Accession: 0000858875-23-000006 - CIK: 858875 - File #: 8-42123 - Type: Broker-dealer - Material weakness: No - Auditor: PricewaterhouseCoopers LLP - Auditor location: New York, NY - Contact: Candace scappator - Phone: 704-341-6841 - Email: candace.scappator@equitable.com - Website: equitable.com - Signed by: Candace Scappator (CFO) Original filing: https://www.sec.gov/Archives/edgar/data/858875/000085887523000006/distfacing22amendv2.pdf --- {0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION W ashington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:
12 | # SEC FILE NUMBER 8-42123 | | FACING PAGE | information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | AND ENDING 12/31/2022 | | | MM/00/YY | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Equitable Distributors, LLC | | | | TYPE OF REGISTRANT (check all applica ble boxes):
0 Broker-dealer
0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer
D M | ajor security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1290 Avenue of the Ameericas | | | | | (No. and Street) | | | New York | NY | 10104 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT W ITH REGARD TO THiS FILING | | | | Candace L Scappator | 704-341
-6841 | candace.scappator@equitable.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | PricewaterhouseCoopers LLP | | | | | (Name - if individual, state last, first, and middle name) | | | 300 Madison Avenue | New York | NY
10017 | | (Address) | (City) | (State)
(Zip Code) | | 10/20/2003 | | 238 | | l"
of RegisUatio" with PCAOB)lif applirable) | | (PCAOB ••~~ratio" Nombe,, if applicable) | #### **FOR OFFICIAL USE ONL V** \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. Persons who are t o respond to t he collection of information contained in this form are not required t o respond unless t he form displays a currently valid OMS control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Candace L Scappator | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Equitable Distributors, LLC | as of | | 12/31 | 2 022 , is true and correct. I further swear (or affirm) that neither the company nor any | | as that of a customer.
DOUG
Notary Public
2024 | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely

HAGST
Signature
NOTARY
PUBLIC | ## This filing \*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - @ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - (d) Statement of cash flows. - = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ {f) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ {i) Computation of tangible net worth under 17 CFR 240.18a-2. - [j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - | {| Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - [n] Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - [p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - (q) Oath or affirmation in accordance with 17 CFR 240.17a-12, or 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - [r] Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - [t] Independent public accountant's report based on an examination of the statement of financial condition. - [u] Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - [ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - = {w} Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | {x| Supplemental reports on applying agreed upon procedures, in accordance with 17 CFR 240.17a-12, as applicable. - [ (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - J (z) Other. - \*\* To request confidential treatment of chis filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.