# EQUITABLE DISTRIBUTORS, LLC X-17A-5 (2026-03-04) — Broker-dealer annual report

- Company: EQUITABLE DISTRIBUTORS, LLC
- Form: X-17A-5
- Filed: 2026-03-04
- Period: 2025-12-31
- Accession: 0000858875-26-000002
- CIK: 858875
- File #: 8-42123
- Type: Broker-dealer
- Material weakness: No
- Auditor: PricewaterhouseCoopers LLP
- Auditor location: NY, NY
- Contact: Candace Scappator
- Phone: 704-341-6841
- Email: candace.scappator@equitable.com
- Website: equitable.com
- Signed by: Candace L Scappator (Assistant VP; Controller)

Original filing: https://www.sec.gov/Archives/edgar/data/858875/000085887526000002/EDLX17a52025.pdf

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**UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 

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> SEC FILE NUMBER 8-42123

### **ANNUAL REPORTS FORM X-17A-5 PART** Ill

**FACING PAGE** 

**Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** 

FILING FOR THE PERIOD BEGINNING **O 1/01/2025**  AND ENDING **12/31/2025** 

MM/DD/YY

MM/DD/YY

**A. REGISTRANT IDENTIFICATION** 

# NAME oF FIRM: Equitable Distributors, LLC

TYPE OF REG ISTRANT {check all applicable boxes):

C!J Broker-dealer □ Securit y-based sw ap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.)

## 1345 Avenue of the Americas

| New York                                                                     | NY                                                         | 10105                                        |
|------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------|
| (City)                                                                       | (State)                                                    | (Zip Code)                                   |
| PERSON TO CONTACT WITH REGARD TO THIS FI LI NG                               |                                                            |                                              |
| Candace Scappator 704-341-6841                                               |                                                            | Candace.scappator@equitable.com              |
| (Name)                                                                       | (Area Code - Telephone Number)                             | (Email Address)                              |
|                                                                              | B. ACCOUNTANT IDENTIFICATION                               |                                              |
| INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his fili ng* |                                                            |                                              |
| PricewaterhouseCoopers LLP                                                   | (Name - if individual, state last, first, and middle name) |                                              |
| 300 Madison Avenue                                                           | New York                                                   | NY<br>10017                                  |
| (Address)                                                                    | (City)                                                     | (State)<br>(Zip Code)                        |
| 10/20/2003                                                                   |                                                            | 238                                          |
|                                                                              |                                                            |                                              |
| r<br>te of Registcatioo with PCAOB)[if applica ble)                          | FOR OFFICIAL USE ONLY                                      | (PCAOB Registcatioo Nombec, if applicable) I |

\* Claims for exemption from t he requirement t hat t he annua l reports be covered by t he reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion . See 17 CFR 240.17a-S(e)(l )(ii), if applica ble.

**Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 

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#### OATH OR AFFIRMATION

| I, Candace Scappator                                                    | swear (or affirm) t hat, t o the best of my kn<br>ow ledge and belief, t he           |       |
|-------------------------------------------------------------------------|---------------------------------------------------------------------------------------|-------|
| fi nancial report pertaining to the firm of Equitable Distributors, LLC |                                                                                       | as of |
| 2~<br>December 31                                                       | is t rue and correct. I furt her swear (or affirm) that neit her t he company nor any |       |

partner, officer, director, or equivalent person, as t he case may be, has any proprietary interest in any account classifi ed solely as t hat of a customer.

Sign~S~1-- Title:

Assistant VP; Controller

#### **Th is filing\*\* contains (check all applicable boxes):**

- **iii** (a) Statement of financial condit ion.
- **iii** (b) Notes to consolidated statement of financial condit ion.
- **iii** (c) Statement of income (loss) or, if t here is ot her comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X).
- **iii** (d) Statement of cash flows.
- **iii** (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
- □ (f) Statement of changes in liabilities subordinated to claims of creditors.
- **iii** (g) Notes to consolidated financial statements.
- **iii** (h) Computation of net capital under 17 CFR 240. 15c3-1 or 17 CFR 240. 18a-1, as applicable.
- □ (i) Computat ion of tangible net worth under 17 CFR 240. 18a-2.
- □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
- □ (k) Computation for determinat ion of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
- □ (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.
- **iii** (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
- □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
- **iii** (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or t angible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement t hat no material differences exist.
- □ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condit ion.
- iii (q) Oath or affirmat ion in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.
- □ (r) Compliance report in accordance wit h 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- iii (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- □ (t) Independent public accountant's report based on an examination of the statement of financial condition.
- **iii** (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240. 18a-7, or 17 CFR 240.17a-12, as applicable.
- □ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- iii (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- □ (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12, as applicable.
- □ (y) Report describing any material inadequacies found to exist or found to have existed since t he date of t he previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). □ (z) other: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_
- 
- \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3} or 17 CFR 240.18a-7{d}(2), as applicable.


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
