Full text of ALLEN C. EWING & CO.'s X-17A-5/A filed 2024-04-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ALLEN C. EWING & CO. # REPORT ON AUDIT OF FINANCIAL STATEMENTS DECEMBER 31, 2023 {1}------------------------------------------------ #### **ALLEN C. EWING & CO.** ## FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ### DECEMBER 31, 2023 ### CONTENTS | FORM X-17A-5, PART III 1 - 2 | PAGE | |-----------------------------------------------------------------------|------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 - 4 | | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Stockholder's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements 9 - 13 | | | Computation of Net Capital Under SEC rule 15c3-1, Schedule II and III | 14 | | Report of Independent Registered Public Accounting Firm | 15 | | Broker-Dealer's Exemption Report | 16 | {2}------------------------------------------------ ®4;toĖ £¤u Ė ¯;4 Ė8-ĖvµĖ966 98Ė ³¸ąÒØíÑđùî(Ė-STĖ^XcagĖ - JE-"6J -J I3+7%=JDJJ J >B,.C& JH#8)\$JF9!%/J \*1G:?J4&;J<'@520A(J - #### **-** | <br> | |------| | <br> | +nĖ+wĖ #@\$ÿì¹EÙ\$ïĖ?þÚB"ĖĀĆ>#ĉĖĊ\$ĖĒèËćĖYeºOd(ĖZ\*»P[\_NĖ>#"Ė\f¼)\*Ėð"āĖċÓ?Ė ÃBÛEÜÌĈĖxēÄÔ½ñÏĖlÅČĖú@Ė]h`bĖ ĖĖ¥3yĖ0pĖ0--Ė **E** o00.ƅ .Ėz-/-<sup>Ė</sup> **E** .pƅ **!"' !"** -71ĖûĖ57iĖ**45/6EE C170E**2**9** ¦¶{ĖĖ2 §-<ĖI!Õ!æĖ˾ A! éĖ HKjĖ ·ĖĂ%çCQDĖ qĖ ¡Æ&DÝčĔR ÊĖ' ĖêĖ rĖ¿åüĖÇ&AĎĕ)ÁĖ' Ė ăFÞÈß ÀòGĖ ×3ùƅØĺƅÞÍƅĻÆĚŞƅßƅúƅƅ!ƅ@àŹBáźœƅû@ s| ĖĖ-:Ė,}ĖĖm° ~ ¢kĖJĖóýďĖ&ĖĖUVĖÂHĖôWLĖ 2\$.,2+0\$!2,+,-2/,2 2 H=jƅě½ƅşļ Uƅ +%-,2 &+,2+&"2 **E** Iâ )Vƅ JŠWƅ K ƅ¾Xƅ :1 ˍĖ ©,<Ė´=3Ė2ĖªĖ Ė-Ė +02 .2 **- -** +1 #')\*( 2 \*1ć+ƅ L ƅ}īg9ĬĜƅ(Ĉª -ƅ \*ĉ ãüƅ ¿ÀĽÇŜŝYƅ **- \$#!' ! !** 5-/-.-«Ė± Ė ²-=¬Ė'Ö%Ė CFĖĄÍĖÉ%õĐàöĖá÷ĖG×âĖÎãëäøÐMĖ **-\*\$(E#% +\$!,E&E'!"E** M-Ċh %ƅä'ŻåŲýbƅAƅcƅ8 šdƅ;ƅċ þƅČ,ƅ **E 1<.DE=2B/E )A3?/EE :A>@;8E - E** Ŀ z5ÁľÈZƅ æD)+ƅ NŢ¡[ƅ O'ƅĭ\ƅ ¬ÿÉ^ƅ 2 êƅųč" eƅëÏƅ¢ıĄó#- **E** Q !/ƅÖéŔŤ - **E** P ƅ%ƅÕ ţ ƅž Ùƅ{!/-SçÎƅ1İè3«]ƅ **' '% '&'** a ~Ā£ìĎŕƅ7= ƅƀďIJBíĮĝƅ8ŐĐƅ:Êƅĸ('ŀđĞCƅť:¤Ŧƅ ÚƅğĠŴƅ őCƅƅ4ż Âƅ®)ƅ ÛƅŁƅÐƅġƅ Ã\$ĢÄƅijŵ¯ąô³ -´µŶģ ĤŧƅĒF ƅ"ƅFĴŒAƅ"ƂƅƅŨē ƅ%ƅ6-¶Dƅ;ƅ»õ #(Ĕĥ4Ŗƅ\$ö5ƅįƅŗƅ 9ƅ°Řîƅ6ƅÜƅƁËĕïĦkƅ \$ƅsxƅ ƅuvqltyiwR,ā\_T ð`fƅ 7ƅĂ÷#±m Ìłħřƅſ&ƅ¥Ńƅũƅńĵ ƅŪƅūÝƅ·¼ñĨƅÑƅ ÒŅ˦Ŭĩƅ¸ E§ ÅƅòĪƅE&ƅÓ?ņėƅ¨Ňƅ >ŭƅňĹG'nƅŮƅŊŚĶ><ƅŷ śƅů&ƅÔŋĘƅ ķă2ƃƅ2ƅ¹ŸŌō ŰƄƅީøƅr|ƅº? űŎƅ<Gę²ŏnƅ {3}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {4}----------------…Read the full text as markdown