Full text of THE ROCKWELL FINANCIAL GROUP, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-42399 | | | | FACING PAGE | | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>12/31/25<br>01/01/25 | | | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | The Rockwell Financial Group, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 240 W. Old Country Road, Suite 3 | | | | | | | | | | (No. and Street) | | | | | | | | Hicksville | NY | 11801 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Michael Halkitis | 5164999453 | mhalkitis@therockwellfinancialgroup.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | В. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WWC, P.С | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2010 PIONEER COURT | SAN MATEO | 94403<br>CA | | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | | March 16, 2004 | | 1171 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public Persons who are to respond to the coll…Read the full text as markdown