Full text of PENTEGRA DISTRIBUTORS INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules Pursuant to Rule l 7a-5 of the Securities Exchange Act of 1934 As of and for the year ended December 31 , 2022 {1}------------------------------------------------ | | 0MB APPROVAL | | | | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------------|---------------------------|--------------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | | | Estimated average burden | | | | | | | | | hours per response:<br>12 | | | | | | | SEC FILE NUMBER | | | | | | | | FORM X-17A-S | | 8-42445 | | | | | | PART Ill | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | | AND ENDING 12/31 /22 | | | | | | MM/DD/YY | | MM/00/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Pentegra Distributors, Inc. | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ~ Broker-dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | 701 Westchester Avenue, Suite 320E | | | | | | | | | (No. and Street) | | | | | | | White Plains | NY | | 10604 | | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Lars G. Ernst | (914) 821-9554<br>lars.ernst@pentegra.com | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Berry, Dunn, McNiel & Parker, LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2211 Congress Street | Portland | | ME<br>04102 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/08/2003 | | 136 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | |…Read the full text as markdown